Finance · Securities Department

Finance · Introduction to the Securities Department

Financial and securities law is a traditional strength of Yunnan Zhongji Law Firm. Moreover, our firm was among the earliest in Yunnan Province to be granted by the Ministry of Justice and the China Securities Regulatory Commission the qualification to engage in securities legal practice. Since its establishment, the lawyers at our firm have participated...

We have extensive experience in a wide range of projects, including banking and non-banking financial institution services, international financing, shareholding reform of small and medium-sized enterprises, mergers and acquisitions, initial public offerings, as well as the disposal of non-performing assets, establishment of guarantee companies, equity transfers, and securities issuance and trading.

We have accumulated extensive experience in the finance and securities sectors and hold a leading position among our peers in the province.

The Financial and Securities Department of Yunnan Zhongji Law Firm brings together a team of highly reputable, high-performing, experienced, and enterprising lawyers who are committed to excellence in financial and securities legal practice. By participating in the legislative processes of relevant regulations in our province and drawing on their deep understanding of...

I have conducted a systematic study of successful cases involving other financial institutions in China, and I possess unique approaches and keen insights—from the overall scheme design to the removal of specific legal obstacles. Relying on a solid theoretical foundation and extensive practical experience, our lawyers assist businesses...

Our firm has facilitated a large number of complex financial transactions for various clients, including commercial banks, investment institutions, non-bank financial institutions, enterprises, and government agencies. Over the course of more than a decade of development, I have served as a key advisor to leading banks, financial institutions, and relevant government departments in our province.

The legal advisor has provided hundreds of high-end legal services, helping relevant entities recover or avoid economic losses totaling hundreds of millions of yuan and earning widespread acclaim within the industry.

Scope of Legal Services Provided by the Financial Securities Division

·The establishment, opening, and setup of financial institutions and their branches, which primarily include commercial banks, trust companies, securities firms, insurance companies, guarantee companies, and financial leasing companies, among others;

·Loan review by banks and guarantee companies;

· Equity financing and project financing for energy and infrastructure;

·Asset securitization, trust financing, and bills;

·Acquisition and transfer of shares and assets;

·Disposal of non-performing assets;

·Issuance and listing of securities investment funds for BOT project construction;

·Issuance and listing of mutual funds; asset securitization;

· Due diligence in the financial securities field;

·Drafting and negotiating contracts and other legal documents;

·Providing legal advice and other support for clients’ daily operations.

Some service customers

·Yunnan Provincial People's Government

· Yunnan Provincial Department of Finance

· Yunnan Provincial State-owned Assets Supervision and Administration Commission

Kunming Economic and Technological Development Zone Management Committee

·Yunnan International Trust Co., Ltd.

·China Orient Asset Management Company

·China Huarong Asset Management Co., Ltd.

·China Great Wall Asset Management Company

·China Export & Credit Insurance Corporation

·Yunnan Bangke Financing Guarantee Co., Ltd.

· Kunming Dianhe Pawnshop Co., Ltd.

Representative business

·Yunnan International Trust Co., Ltd. v. Yunnan Jinyun Business Co., Ltd., Chongqing Wealth Industrial (Group) Co., Ltd., and Chongqing Aquatic Products Group Corporation—Loan Dispute

·Qujing Taiqiao Economic and Technological Real Estate Development Co., Ltd. v. China Orient Asset Management Company—Dispute over the Assignment Contract of Credit Rights

·GL Asia Mauritius Second Co., Ltd. v. Bankruptcy Administrator of Yunnan Province No. 1 Construction Engineering Company—Dispute over Confirmation of Creditors’ Rights

·Bankruptcy Administrator of Yunnan Transportation Rubber Tire Co., Ltd. v. China Orient Asset Management Co., Ltd. – Dispute over Unjust Enrichment

·Non-litigation investigation by Awei Fund Management Company

·Dispute over insurance between the Large Commercial Risk Insurance Department of the Yunnan Branch of the People's Insurance Company of China Property & Casualty Co., Ltd. and CMC Company

· Liquidation of the Liquidation Group of Yunnan Jinshui Ticket and Certificate Management & Operation Co., Ltd.—Matters Regarding the Company’s Liquidation and Dissolution

· Legal Services for the IPO and Restructuring of Kunming Longjin Pharmaceutical Co., Ltd.

· Kunming Glass Co., Ltd.: Debt-to-Equity Swap and Debt Repayment

·Asset Integration of Yunnan Supply and Marketing Storage & Transportation Co., Ltd.

· Kunming Grain and Oil Purchase and Sales Co., Ltd. Financing Project

·Asset Restructuring of Yunnan Radio and Television Network Group Co., Ltd.

· Kunming New Airport Expressway BOT Project, etc.